SEC Archives - Best Execution

ESG-News

August 28, 2021 0 Comments

DWS rejects claims of greenwashing

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Deutsche Bank owned DWS has rejected claims that it misled clients by overstating its sustainable investing activities, after news emerged …

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August 17, 2021 0 Comments

SEC and ECB sign first ever MOU regarding security based swaps

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The Securities and Exchange Commission and the European Central Bank signed a Memorandum of Understanding (MOU) – the first of …

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News

July 21, 2021 0 Comments

ESMA warns on SPACs and payment for order flow

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The European Securities and Markets Authority has warned about the prospectus disclosure and investor protection issues raised by special purpose …

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MeTheMoneyShow

June 24, 2020 0 Comments

MeTheMoneyShow – Episode 11

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In this week’s discussions Dan Barnes and John D’Antona focus on potential changes at the SEC and how the resurgence …

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Buyside

January 21, 2019 0 Comments

Buyside focus | Relationships | Dan Barnes

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BUYSIDE INDEPENDENCE INCENTIVISES BROKER SERVICE BATTLE. Relationships are being renegotiated as services evolve to match new landscape. Dan Barnes reports. …

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Infrastructure

July 10, 2016 0 Comments

News review

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IEX TRADING VENUE WINS BITTER BATTLE TO BECOME AN EXCHANGE. After months of brutal lobbying, upstart IEX has been given …

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Editorial

July 31, 2015 0 Comments

High frequency trading : Louise Rowland

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THE CALM AFTER THE STORM. Despite the hoopla, the HFT trader is here to stay albeit in a different form. Louise …

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Editorial

July 31, 2015 0 Comments

Market opinion : The impact of regulation : Dodd Frank : Jannah Patchay

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IN THE SYSTEM WE TRUST. Jannah Patchay, partner at Agora Global Consultants, examines the Dodd-Frank Act. The Dodd-Frank Wall Street Reform …

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Editorial

July 31, 2015 0 Comments

Viewpoint : The impact of regulation : Cross-border transactions : Silvano Stagni

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ONE LESS THING TO WORRY ABOUT? Silvano Stagni, Global Head of Research at IT consultancy, Hatstand explains why cross-border transactions with …

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Buyside challenges

November 21, 2014 0 Comments

Buyside challenges : Technology infrastructure : The cloud

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De-fluffing the cloud paradigm Stuart Turnham, Director Enterprise Field Development, EMEA at Equinix. With Basel III high on the agenda …

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SEC

DWS rejects claims of greenwashing

SEC and ECB sign first ever MOU regarding security based swaps

ESMA warns on SPACs and payment for order flow

MeTheMoneyShow – Episode 11

Buyside focus | Relationships | Dan Barnes

News review

High frequency trading : Louise Rowland

Market opinion : The impact of regulation : Dodd Frank : Jannah Patchay

Viewpoint : The impact of regulation : Cross-border transactions : Silvano Stagni

Buyside challenges : Technology infrastructure : The cloud

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