Sort:
Date
Name
Rating
Popular
Category

proprietary trading firms

Surveillance

Equities Market Surveillance in Focus

October 20, 2021 0 Comments

Equities Market Surveillance in Focus

Broker-dealers, proprietary trading firms and exchange operators have more closely monitored the equity trading within their four walls for a …

News

Buyside firms set to increase compliance budgets in wake of Covid-19

February 23, 2021 0 Comments

Buyside firms set to increase compliance budgets in wake of Covid-19

Following the unprecedented market upheaval and operational crises triggered by Covid-19, nearly 70% of buyside firms plan to increase compliance …