Financial Conduct Authority (FCA) Archives

May 17, 2021 0 Comments

Liquidity stable but diverging regulation could cause further ructions

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Despite some moderate fluctuations in the market share of auctions and systematic internalisers, (SIs), the post-Brexit liquidity landscape continues to …

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Brexit

April 30, 2021 0 Comments

FCA proposes rollback on MiFID II small cap research

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The Financial Conduct Authority (FCA) plans to roll back some of the MiFID II requirements covering investment research and reporting …

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April 14, 2021 0 Comments

FCA working closely with CFTC and SEC on market access

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The Financial Conduct Authority (FCA) is hoping to upgrade its relationships with the US in order to give UK firms …

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News

March 22, 2021 0 Comments

FCA puts RTS 27 and 10% drop on hold until review

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The Financial Conduct Authority (FCA) is putting in place temporary measures until the end of this year with respect to …

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News

March 12, 2021 0 Comments

Over half of financial institutions delayed Libor transition due to Covid-19

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Although the 31 December 2021 Libor transition deadline is fast approaching, over half of sellside firms have experienced disruption in …

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Buyside

March 8, 2021 0 Comments

Buyside focus : Outsourcing : Lynn Strongin Dodds

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Different avenues. As the pandemic rolls on, outsourcing is climbing higher on the priority list but there is no one …

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News

January 29, 2021 0 Comments

FCA warns day traders of potential market abuse if they follow their US counterparts’ lead

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The UK’s Financial Conduct Authority has warned day traders in the UK that they could be guilty of market abuse …

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News

January 27, 2021 0 Comments

FCA see no reasons for Libor changeover delay

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There is no turning back as the UK’s regulator, the UK Financial Conduct Authority, made it clear that there will …

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News

December 30, 2020 0 Comments

FCA sets out its reporting stall

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The UK’s Financial Conduct Authority (FCA) has said that the Securities Financing Transactions Regulation (SFTR), the European Market Infrastructure Regulation …

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Autumn 2020

December 27, 2020 0 Comments

Regulation & compliance : Libor transition : Lynn Strongin Dodds

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THE END IS NIGH. Lynn Strongin Dodds looks at the challenges in reaching the Libor end goal. Fifteen months may …

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Financial Conduct Authority (FCA)

FCA proposes rollback on MiFID II small cap research

FCA working closely with CFTC and SEC on market access

FCA puts RTS 27 and 10% drop on hold until review

Over half of financial institutions delayed Libor transition due to Covid-19

Buyside focus : Outsourcing : Lynn Strongin Dodds

FCA warns day traders of potential market abuse if they follow their US counterparts’ lead

FCA see no reasons for Libor changeover delay

FCA sets out its reporting stall

Regulation & compliance : Libor transition : Lynn Strongin Dodds

Eurex launches next generation of ESG derivatives

Liquidity stable but diverging regulation could ca ...

The inaugural European Markets Choice Awards ̵ ...

Goldensource launches ESG Impact

BTC calls for buyside firms to implement effective ...

I would agree "passive ownership was “a rounding e ...

Well, this would add a certain spin to our Autumn ...

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