Compliance Archives - Best Execution

Compliance

News

February 23, 2021 0 Comments

Buyside firms set to increase compliance budgets in wake of Covid-19

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Following the unprecedented market upheaval and operational crises triggered by Covid-19, nearly 70% of buyside firms plan to increase compliance …

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News

November 18, 2020 0 Comments

Compliance spending priorities change with remote working

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Many financial service firms are still struggling with how to react to longer-term shifts in working conditions although remote working …

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News

June 16, 2020 0 Comments

Asset managers concerned with balancing growth amid rising costs

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In the current turbulent envrionment, cost control followed closely by risk and compliance issues, and geographical expansion are main areas …

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Regulation

April 19, 2018 0 Comments

Viewpoint : MiFID & MAR : Shiran Weitzman

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MANAGING eCOMMS COMPLIANCE. From tactical to strategic, from compliance to efficiency, from data capture to best execution. By Shiran Weitzman, Shield …

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Editorial

July 3, 2014 0 Comments

Fixed income trading focus : TCA : Alex Clode

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USING TCA IN FIXED INCOME TRADING. Bloomberg’s business manager, Alex Clode, explains how the challenges of designing an effective …

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Compliance

Buyside firms set to increase compliance budgets in wake of Covid-19

Compliance spending priorities change with remote working

Asset managers concerned with balancing growth amid rising costs

Viewpoint : MiFID & MAR : Shiran Weitzman

Fixed income trading focus : TCA : Alex Clode

Libor set to end for most currencies at year end

People : BNPP AM’s Michael Herskovich become ...

Lord Hill recommends UK listing reform

ShareAction report calls for asset managers to ste ...

Exodus to EU from the City slows

I would agree "passive ownership was “a rounding e ...

Well, this would add a certain spin to our Autumn ...

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