Compliance Archives - Best Execution

Analysis

October 5, 2021 0 Comments

Asset managers risk losing up to 20% AUM on compliance lapses

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Global asset managers risk losing up to 20% of assets under management if faced with a major governance or compliance …

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ESG-News

July 7, 2021 0 Comments

More needs to be spent to help clients with ESG compliance

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Asset managers and fund administrators will have to increase their spending in compliance and data management to help clients meet …

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ESG-News

June 30, 2021 0 Comments

AxiomSL launches new ESG compliance solution

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AxiomSL, a provider of regulatory reporting and risk management solutions, has launched a new environmental, social and governance (ESG) solution …

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June 23, 2021 0 Comments

UK financial service firms hit by spiralling yearly AML compliance costs

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Anti-money laundering (AML) compliance is costing UK financial institutions a hefty £28.7bn annually, and is set to rise to £30bn …

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ESG-News

May 28, 2021 0 Comments

Data remains the main sticking point for SFDR and ESG transparency compliance

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Data continues to be the biggest challenge for both asset managers and owners although they are moving at their own …

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News

February 23, 2021 0 Comments

Buyside firms set to increase compliance budgets in wake of Covid-19

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Following the unprecedented market upheaval and operational crises triggered by Covid-19, nearly 70% of buyside firms plan to increase compliance …

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News

November 18, 2020 0 Comments

Compliance spending priorities change with remote working

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Many financial service firms are still struggling with how to react to longer-term shifts in working conditions although remote working …

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News

June 16, 2020 0 Comments

Asset managers concerned with balancing growth amid rising costs

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In the current turbulent envrionment, cost control followed closely by risk and compliance issues, and geographical expansion are main areas …

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Regulation

April 19, 2018 0 Comments

Viewpoint : MiFID & MAR : Shiran Weitzman

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MANAGING eCOMMS COMPLIANCE. From tactical to strategic, from compliance to efficiency, from data capture to best execution. By Shiran Weitzman, Shield …

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Editorial

July 3, 2014 0 Comments

Fixed income trading focus : TCA : Alex Clode

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USING TCA IN FIXED INCOME TRADING. Bloomberg’s business manager, Alex Clode, explains how the challenges of designing an effective …

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Compliance

Asset managers risk losing up to 20% AUM on compliance lapses

More needs to be spent to help clients with ESG compliance

AxiomSL launches new ESG compliance solution

UK financial service firms hit by spiralling yearly AML compliance costs

Buyside firms set to increase compliance budgets in wake of Covid-19

Compliance spending priorities change with remote working

Asset managers concerned with balancing growth amid rising costs

Viewpoint : MiFID & MAR : Shiran Weitzman

Fixed income trading focus : TCA : Alex Clode

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