• Home
  • News & views
  • Blogs
  • Publication

    Best Execution

    • Current issue
    • Back issues
    • Profiles
    • Viewpoint
    • Topics
    • Supplements
  • Partners
  • Listings
  • Events
  • About us
    • Contact
    • Media info
    • Marketing
    • Login
  • Home
  • News & views
  • Blogs
  • Publication
    • Current issue
    • Back issues
    • Profiles
    • Viewpoint
    • Topics
    • Supplements
  • Partners
  • Listings
  • Events
  • About us
    • Contact
    • Media info
    • Marketing
    • Login
HomeShield Financial Compliance
Previous Next

Shield Financial Compliance

Shield FC is an enterprise-grade data management platform that automates eComms record-keeping and investigation compliance tasks. It enables regulated firms to capture, archive, analyse and investigate each and every interaction across all eComms channels, as required by regulations including MiFID II, GDPR, MAR, Dodd Frank and FINRA and data governance standards, in a single solution – faster and more efficiently than ever before. It is the only offering on the market that provides a correlated sequential view of trading events with fast, comprehensive and interactive timeline reporting in an intuitive front-end.

Shield FC delivers powerful analysis and investigation capabilities, covering the full scope of record-keeping, including GDPR enablement, compliance archiving, compliance investigation and best execution reconstruction, while supporting operational performance. It enables firms to implement a mature data management approach to best execution and financial compliance, with a future-proof platform that can handle evolving data demands.

www.shieldfc.com

Back to Top

Comments are closed.

Menu

  • Home
  • Publication
  • Topics
  • Events
  • Partners
  • Listings
  • Privacy notice
  • About us

In these uncertain times and as the tide of regulation rises ever higher and wider, Best Execution offers an in-depth analysis into the major trends that are shaping the financial services industry as well as providing a more detailed insight into the technology driving new products and services being developed to meet these challenges.

Where the buyside and sellside meet.

Wikipedia: Best Execution

Social

linkedin
Copyright © 2019 Best Execution | Site by Refractiv.
  • Home
  • Publication
  • Events
  • Privacy notice
  • Login