Eventus

Compliance in Focus: MiCA & Market Surveillance

Popular Articles

A Closer Look at “Effective” Surveillance

By Martin Appiah, Director of Regulatory Affairs, EMEA, Eventus. On 17 May 2022, the U.K.’s Financial Conduct Authority (FCA) published Market Watch 69, its latest newsletter...

Enhancing trading through better surveillance

Trade surveillance, like best execution, can be harder to analyse in fixed income markets due to the complexity of instruments, access to data and...

Connecting the Dots – Surveillance Risk Assessments in Harmony with Your Market Abuse Solution

Compliance with market abuse regulation goes beyond adhering to a set of prescriptive requirements, according to regulators. A dynamic and proactive approach is needed,...

Buy to Build: How providers help make unique trade surveillance systems possible

By Ollie Cadman, Chief Product Officer, Eventus “Buy versus Build” was a dilemma that financial institutions traditionally faced when working to create modern surveillance systems...

ESMA moves to tighten up algo surveillance

Algo trading has grown increasingly complex over the last decade. In 2007, the Markets in Financial Instruments Directive (MiFID) permitted competition with the national...