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JP Morgan restricted from onboarding new venues and fined US$350 million

JP Morgan has been fined US$350 million and may not onboard new trading venues without receiving prior written non-objection from the Federal Reserve Bank...

The Challenges of Surveillance Technology

Market surveillance has come into its own during the current pandemic. Trade alerts skyrocketed but there was also a huge number of “false positive”...

Enhancing trading through better surveillance

Trade surveillance, like best execution, can be harder to analyse in fixed income markets due to the complexity of instruments, access to data and...

Market opinion : Regulation : Dan Simpson

THE SURVEILLANCE CHALLENGE. Daniel Simpson, head of research at JWG-IT, outlines the many hurdles presented under MAR and MiFID II in this space. It is now...

Regulation & compliance : Market Abuse Regulation : Heather McKenzie

BAD BEHAVIOUR UNDER THE SPOTLIGHT. One year on, Heather McKenzie outlines the obstacles and solutions being presented by MAR. A year since the European Union’s Market...