JP Morgan restricted from onboarding new venues and fined US$350 million
JP Morgan has been fined US$350 million and may not onboard new trading venues without receiving prior written non-objection from the Federal Reserve Bank...
OneMarketData accelerates investment after “unprecedented” OneTick demand
OneMarketData, a specialist in tick data management and analytics, this week announced a significant boost in investment and hiring to support “unprecedented” demand for...
Compliance in Focus: MiCA & Market Surveillance
What compliance officers need to know
Compliance in Focus is a content series on regulatory topics for financial markets and the challenges compliance officers face...
Compliance in Focus: Nick Wallis, Eventus
Modern trade surveillance: Smarter, more flexible regulatory technology
trading Europe from ‘Across the pond’.
Nick Wallis offers views on trade surveillance needs after completing his first...
Enhancing trading through better surveillance
Trade surveillance, like best execution, can be harder to analyse in fixed income markets due to the complexity of instruments, access to data and...
Equities Market Surveillance in Focus
Broker-dealers, proprietary trading firms and exchange operators have more closely monitored the equity trading within their four walls for a number of years, as...
Trade Surveillance Experts Seek to Bridge Traditional-Digital Asset Divide
The rise of bitcoin, ether and other cryptocurrencies has challenged market infrastructure and technology providers to enable digital-asset trading with the same efficiency, reliability,...
MeTheMoneyShow – Episode Six
Dan Barnes, editorial director of Markets Media Europe and editor of The DESK, speaks to Lynn Strongin Dodds, editor of Best Execution about three...
The Challenges of Surveillance Technology
Market surveillance has come into its own during the current pandemic. Trade alerts skyrocketed but there was also a huge number of “false positive”...
Investment Association launches cyber security dashboard
The Investment Association (IA), the UK asset management trade group, has launched a cyber threat intelligence platform to help buyside firms bolster their defences...