Regulation

News

April 1, 2020 0 Comments

FCA relaxes best execution reporting requirements

Lynn Strongin Dodds The Financial Conduct Authority (FCA) has agreed to offer supervisory flexibility to traders of their best execution

Regulation

January 19, 2020 0 Comments

Regulation & compliance : Diversity & inclusion : Francesca Carnevale

THE BRIDGES THAT NARROW THE DIVERSITY GAP. Narrowing the gender gap and eliminating ethnic, age and disability related bias in

Autumn 2019

October 22, 2019 0 Comments

Regulation & compliance : SFTR : Lynn Strongin Dodds

THE LONG AND WINDING ROAD OF SFTR. Lynn Strongin Dodds looks at the state of play and whether firms are

News

October 22, 2019 0 Comments

News : Investors benefit from MiFID II

INVESTORS BENEFITTING FROM MiFID II. Unbundling has been a boon for investors in UK equity managed equity portfolios and they

Equities trading

July 29, 2019 0 Comments

News review : ESMA takes a balanced view on periodic auctions

ESMA TAKES A BALANCED VIEW ON PERIODIC AUCTIONS. Market participants heaved a sigh of relief after The European Securities and

Regulation

April 17, 2019 0 Comments

Regulation & compliance : Impact of MiFID II : Gill Wadsworth

WORK IN PROGRESS. Gill Wadsworth assesses the highs and lows of the MiFID II implementation and the gaps needed to

Best practice

March 26, 2019 0 Comments

FIX EMEA Trading Conference 2019 – What happened?

The FIX Trading Community EMEA conference opened with Verena Ross, Executive Director, ESMA, as the keynote who set the stage

Regulation

January 21, 2019 0 Comments

Regulation & compliance | Unbundling | Gill Wadsworth

UNINTENDED CONSEQUENCES. Unbundling has been a long time coming but as Gill Wadsworth explains, it may not level the playing field as

Regulation

January 21, 2019 0 Comments

Viewpoint | Research unbundling | Rebecca Healey

RESEARCH UNBUNDLING – ONE YEAR INTO MiFID II. Rebecca Healey, EMEA Head of Market Structure and Strategy, Liquidnet. The central aim

Regulation

January 21, 2019 0 Comments

Viewpoint | The impact of regulation | Peter Moss

MIND THE GAP! Peter Moss, CEO of the SmartStream Reference Data Utility (RDU), takes a look at the gap in

Regulation

FCA relaxes best execution reporting requirements

Regulation & compliance : Diversity & inclusion : Francesca Carnevale

Regulation & compliance : SFTR : Lynn Strongin Dodds

News : Investors benefit from MiFID II

News review : ESMA takes a balanced view on periodic auctions

Regulation & compliance : Impact of MiFID II : Gill Wadsworth

FIX EMEA Trading Conference 2019 – What happened?

Regulation & compliance | Unbundling | Gill Wadsworth

Viewpoint | Research unbundling | Rebecca Healey

Viewpoint | The impact of regulation | Peter Moss

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