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Regulation

Regulation

Regulation & compliance: Divergence in a post Brexit world by Louise Rowland

August 2, 2021 0 Comments

Regulation & compliance: Divergence in a post Brexit world by Louise Rowland

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Doing our own thing Louise Rowland looks at regulatory divergence in a post-Brexit world. It was the longest – at times, most acrimonious …

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News

ESMA warns on SPACs and payment for order flow

July 21, 2021 0 Comments

ESMA warns on SPACs and payment for order flow

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The European Securities and Markets Authority has warned about the prospectus disclosure and investor protection issues raised by special purpose …

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Regulation

Regulation: The slow burn of the SFTR

June 21, 2021 0 Comments

Regulation: The slow burn of the SFTR

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Gill Wadsworth explores the different machinations of adopting the securities financing transactions regulation. In the alphabet soup of European financial …

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Derivatives trading

Viewpoint: The impact of regulation: Tim Keady

May 6, 2021 0 Comments

Viewpoint: The impact of regulation: Tim Keady

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Rearchitecting your compliance framework. Tim Keady, Managing Director, Head of DTCC Solutions and Chief Client Officer at DTCC. Since the 2008 financial crisis …

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Announcement

UK to review bank rules on proprietary trading and ring fencing

April 21, 2021 0 Comments

UK to review bank rules on proprietary trading and ring fencing

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An independent review has been launched into capital and proprietary trading rules that were introduced following the global financial crisis …

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Autumn 2020

Regulation & compliance : Libor transition : Lynn Strongin Dodds

December 27, 2020 0 Comments

Regulation & compliance : Libor transition : Lynn Strongin Dodds

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THE END IS NIGH. Lynn Strongin Dodds looks at the challenges in reaching the Libor end goal. Fifteen months may …

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ESG

French and Dutch regulators call for robust European framework for ESG data and ratings

December 15, 2020 0 Comments

French and Dutch regulators call for robust European framework for ESG data and ratings

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The Autorité des marchés financiers (AMF) and its Dutch counterpart, the Autoriteit Financiële Markten (AFM), have joined forces to issue …

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EWiF

European Women in Finance : Michelle Rodrigues : Keeping ahead of the curve

November 2, 2020 0 Comments

European Women in Finance : Michelle Rodrigues : Keeping ahead of the curve

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Lynn Strongin Dodds talks to Michelle Rodrigues, General Counsel, Instinet Europe about MiFID, Covid-19, Brexit and keeping ahead of the …

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News

EU extends short selling reporting rules until end of the year

September 21, 2020 0 Comments

EU extends short selling reporting rules until end of the year

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The European Securities and Market Authority (Esma) has extended its stricter short selling reporting rules for another three months due …

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Brexit

EU offers two year clearing extension for London

September 16, 2020 0 Comments

EU offers two year clearing extension for London

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As the wrangling over Brexit continues, the European Union is expected to give UK based clearing houses a reprieve and …

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