Regulation

News

July 3, 2020 0 Comments

FCA delays SMCR obligations for solo registered firms by four months

The Financial Conduct Authority (FCA) has given companies regulated by a single watchdog a four-month reprieve to comply with the

Infrastructure

July 1, 2020 0 Comments

FESE rejects calls for shorter trading day

The Federation of European Securities Exchanges (Fese) has come out against shorter trading hours, arguing that any change would put

News

June 24, 2020 0 Comments

CSDR settlement regime ‘out’ as UK sets new path

The UK has halted compliance with the settlement regime of the European Central Securities Depository (CSDR) rules, which traders had

News

June 23, 2020 0 Comments

European Commission launches anti trust investigation into LSE/Refinitiv deal

The European Union’s competition watchdog has launched a four moth anti-trust investigation into the London Stock Exchange Group’s planned $27bn

News

June 4, 2020 0 Comments

ESMA warns financial service firms not to over rely on the cloud

The European Securities and Markets Authority (ESMA) has published a consultation paper warning financial market participants not to become “overly

News

June 1, 2020 0 Comments

City firms unlikely to return to ‘old normal’ according to EY poll

Although lockdown is easing, a return to normal working conditions may not happen in the short or long term in

News

May 13, 2020 0 Comments

FMSB Review calls for greater data governance and control

The rampant growth of data thanks to new technologies, more onerous regulatory reporting and increased electronic trading needs to be

News

May 11, 2020 0 Comments

CityUK calls for clearer fintech regulation

In a new report – Enhancing the UK’s approach to innovation in Financial Services – lobby group TheCityUK calls on

News

April 28, 2020 0 Comments

Complaint to EU finds GDPR at risk of failing due to underfunding

The General Data Protection Regulation (GDPR), the European Union’s digital privacy regulations introduced in Europe nearly two years ago, is

News

April 27, 2020 0 Comments

Market manipulation on the rise

There are growing concerns over remote working and the security threats posed but analysis from London based law firm RPC

Regulation

FCA delays SMCR obligations for solo registered firms by four months

FESE rejects calls for shorter trading day

CSDR settlement regime ‘out’ as UK sets new path

European Commission launches anti trust investigation into LSE/Refinitiv deal

City firms unlikely to return to ‘old normal’ according to EY poll

FMSB Review calls for greater data governance and control

CityUK calls for clearer fintech regulation

Market manipulation on the rise

MeTheMoneyShow – Episode 13

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