The UK is carving out its own path in financial services. Gill Wadsworth assesses the divergent gameplan the government is developing.
In May 2022, the...
D&I has become increasingly important but financial service firms need to stop talking and be more proactive. Lynn Strongin Dodds.
Although diversity and inclusion are...
The UK government is considering bringing environmental, social and governance (ESG) data providers under the Financial Conduct Authority’s remit to help improve transparency and...
Doing our own thing
Louise Rowland looks at regulatory divergence in a post-Brexit world.
It was the longest – at times, most acrimonious – divorce in history. Five months...
The European Securities and Markets Authority has warned about the prospectus disclosure and investor protection issues raised by special purpose acquisition companies and about...
Gill Wadsworth explores the different machinations of adopting the securities financing transactions regulation.
In the alphabet soup of European financial regulations which is already overflowing...
Rearchitecting your compliance framework.
Tim Keady, Managing Director, Head of DTCC Solutions and Chief Client Officer at DTCC.
Since the 2008 financial crisis the industry has confronted numerous waves...
An independent review has been launched into capital and proprietary trading rules that were introduced following the global financial crisis as the UK government...
The Autorité des marchés financiers (AMF) and its Dutch counterpart, the Autoriteit Financiële Markten (AFM), have joined forces to issue a joint position paper...
Lynn Strongin Dodds talks to Michelle Rodrigues, General Counsel, Instinet Europe about MiFID, Covid-19, Brexit and keeping ahead of the regulatory curve.
Michelle Rodrigues had...
The European Securities and Market Authority (Esma) has extended its stricter short selling reporting rules for another three months due to the prolonged uncertainty...
